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Our Qualifications

Jeffrey D. Roe, CFP®, CEPA, CPFA™ has been registered with LPL Financial since September 2009 and working in Financial Services since 2006. Jeffrey holds the General Securities Series 7 and Uniform Combined State Law Series 66 registrations with LPL Financial. In addition, Jeffrey is a Licensed Resident Producer of Accident, Health, Life and Variable Annuities with the State of Michigan, License #0411081.

Jeffrey achieved his Certified Financial Planner™ designation from the CFP® Board.  To become certified, in addition to meeting education, examination and experience requirements, candidates must make a commitment to CFP® Board to abide by standards set forth in CFP® Board’s Code of Ethics and Standards of Conduct. The Code of Ethics lists the principles that guide a CFP® professional’s behavior. The Standards of Conduct elaborate on several “duties” that a CFP® professional must fulfill as part of their certification. The cornerstone of the Code and Standards is a CFP® professional’s duty to act as a fiduciary.

Jeffrey achieved his Certified Exit Planning Advisor designation, which is issued by the Exit Planning Institute (E.P.I.). The Certified Exit Planning Advisor (CEPA) credential is for professional advisors who want to effectively engage more business owners. Through the process of Exit Planning (the Value Acceleration Methodology), owners can build more valuable companies, have stronger personal financial plans, and align their personal goals.

Jeffrey achieved his The Certified Plan Fiduciary Advisor (CPFA®) designation, which is issued by National Association of Plan Advisors (NAPA).  Jeffrey uses this knowledge to assist business owners and plan sponsors in reviewing their 401(k) fiduciary responsibilities. 

Prior to Jeffrey's career in Financial Services, he attended and graduated from Northern Michigan University with a bachelor’s degree in Finance.

Northern Michigan University's College of Business is AACSB Accredited.